Managing Partner and Senior Advisor
Brock is a Certified Financial PlannerTM and Investment Advisor Representative with over 15 years experience providing Financial Planning and Investment Advisory services to high net worth individuals worldwide. He specializes in Pension and Retirement Planning, Executive Incentive Compensation, such as Employee Stock Options, and Tax Planning for Individuals and Small Businesses. He has advised senior executives at Procter & Gamble, General Electric, Fifth Third Bank, Duke Energy, Johnson and Johnson, Chevron and other Fortune 500 companies. Brock’s broad educational background and experience complements his extensive financial knowledge when advising clients on financial planning issues.
Brock is a Registered Financial Advisor with the National Association of Personal Financial Advisors (NAPFA) having met that organization’s rigorous membership requirements. The designation is only available to Fee-Only Financial Advisors who agree to abide by NAPFA’s Fiduciary Oath “to place the client’s interests first”. Brock is also a member of the Financial Planning Association (FPA) that adheres to a strict Code of Ethics when providing Financial Planning and Investment Advisory services.
Brock graduated from the United States Air Force Academy with a degree in Civil Engineering. He served 11 years on active duty as a T-38 and an A-10 “Warthog” pilot. In 1988 he began a 17 year flying career with US Airways. While at US Airways, he also served in the Air Force Reserve commanding a unit of 40 officers who recruited for the Air Force Academy and ROTC in Ohio. Brock is a retired Lieutenant Colonel with over 24 years of military service.
Brock’s work in financial planning began while at USAirways. He initially worked on a part-time basis then transitioned to full-time upon retiring from the airline. Brock completed the College for Financial Planning’s 5 year CFP® certification in less than 3 years. Brock's experience as an investor dates to 1979 and he has held several securities licenses and a life and health insurance license before transitioning to the fee-only platform.
Brock is active in his community and often volunteers his expertise to those in need. He and his wife, Cindy, reside in West Chester, Ohio. They have three children and two grandchildren.
Managing Partner and Chief Investment Officer
Bob is an Investment Advisor Representative with over 8 years Personal Financial Management experience and 12 years of corporate financial planning. He specializes in Wealth Management for high net worth individuals, Asset Allocation, Risk Analysis, and Financial Market Economics. Clients appreciate his ability to present what is happening in the markets and in the economy in a clear and concise manner. As Lead Investment Advisor, his objective is to deliver the highest possible return appropriate to the risk taken in the portfolio.
Bob is also an Adjunct Professor of Accounting at Raymond Walters College in Blue Ash, Ohio. He is a licensed CPA with over 20 years experience. In 2008, he earned the Personal Financial Specialist (PFS) credential from the American Institute of Certified Public Accountants (AICPA). This credential distinguishes him from other CPA’s in that it certifies Bob’s ability to provide personal financial planning services. Trinity Wealth Management, LLC is Bob’s second start-up Registered Investment Advisor firm and the first utilizing the fee-only platform. Previously, he established a Registered Investment Advisor operation for an existing financial services firm growing the business from zero to over $45 million assets under management in only 3 years.
Bob graduated from the University of Georgia with a degree in Finance with concentration in Financial Markets. After serving six years on active duty as a U.S. Navy Supply Corps Officer, he earned his Master of Business Administration with dual concentrations in Finance and Accounting from The Owen Graduate School of Management, Vanderbilt University. He then earned his Certified Public Accountant (CPA) license with accounting firm KPMG and worked in financial planning roles for large retail and healthcare companies.
In addition to his 6 years of active duty service, Bob served 16 years as a Naval Reserve Officer and retired having attained the rank of Commander. He was Commanding Officer of Navy Cargo Handling Battalion 7 and earned his Command Ashore designation.
Bob and his wife, Roberta, live in Loveland, Ohio with their four children. He is active with the Boy Scouts, the Loveland Marching Band Boosters, and he teaches confirmation classes at Good Shepherd parish.
Charlie has assisted clients in maximizing their wealth with a minimum of risk since 1990. He is generous with his time, advice, and resources as he strives to build long-term relationships with his clients. Furthermore, he believes in serving his clients on a personal basis with year-round contact and the highest level of integrity and objectivity. For 18 years, Charlie has specialized in solving the financial needs and challenges of physicians, dentists, and other health care professionals. He measures his success and effectiveness by the financial success and security of his clients.
Charlie provides clients with Financial Planning, Investment and Insurance Strategies, and Estate and Business Planning. Additionally, Charlie conducts practice management seminars for physicians at hospitals in Cincinnati, Columbus, and Lexington.
Charlie listens to the needs and objectives of his clients and tailors solutions to achieve their goals. He insists on having a clear understanding of his clients’ needs before recommending specific financial strategies and products. He also prides himself on maintaining relationships with his clients’ other trusted advisors (CPAs, attorneys, bankers, etc.).
Charlie graduated with a Bachelor of Business Administration degree in Finance and Marketing from the University of Cincinnati. He is a Registered Investment Advisor and has the following licenses: Series 7, Series 6, Series 63, and Series 65.
Charlie is married and lives with his wife (Stacey), three daughters (Madelaine, Elizabeth, and Lillian) and son (Charles) in Loveland, Ohio. He enjoys spending time with his family, church groups, and cycling.